Risk & Compliance
As a result of the increasing scrutiny on financial service providers in recent years, the importance of having a robust Risk and Compliance regime cannot be underestimated. Never has it been so critical to have the right people in place to identify, address and monitor all relevant areas of Risk.
Therefore, it is entirely appropriate that in addition to attracting front of house talent, Optima Search also possesses a proven record of providing Risk and Compliance professionals for some of the nation’s Private Banks, Wealth/Investment Managers and IFA businesses.
Whether it is Compliance Managers, T&C specialists, Monitoring Officers or Business Quality Assessors, we possess the ability to source appropriate individuals through a combination of our existing connections, and bespoke search assignments.
Utilising our many years of industry experience, our recent assignments have ranged from the provision of a newly created business monitoring team within a well-known Private Bank, through to T&C Managers and Compliance Directors within similar organisations.
Should you be either looking to expand your Risk and Compliance team, or actually seeking an alternative position yourself, we are well placed to assist you.